Comply is a regulatory technology company that provides a unified compliance management platform to financial services firms. Founded in 2003 by early pioneers in automated compliance management, the firm combines regulatory expertise with software to help clients automate and manage employee compliance, firm compliance and communications archiving. Alongside its software, Comply offers expert consulting and education services to compliance teams.
Its products include the Comply Platform (formerly ComplySci), which covers employee compliance, firm compliance and communications archiving; Comply for RIA (formerly RIA in a Box), tailored to registered investment advisers; illumis; and ComplianceGuardian. Technical work spans regulatory compliance software, compliance and workflow automation, and communications archiving and surveillance.
The company serves more than 5,600 clients across 61 countries, protecting over $11 trillion in assets under management. Its customer base includes registered investment advisers, broker-dealers, private funds and investment banks. Comply positions compliance as a strategic advantage rather than a checkbox exercise, with a stated focus on championing compliance professionals worldwide.
